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© Dmitri Smirnov:
Marginalia
to the Second Violin
Sonata by Alfred Schnittke
Marginalia to the Second Violin Sonata
by Alfred Schnittke
Quasi una web pagina…
The Second Violin Sonata
is one of the most popular works by Alfred Schnittke, and it is one of
my favourite pieces by him (alongside his First Symphony, First String
Quartet, First Hymn, Second and Third Violin Concerti, Three Madrigals,
etc). I discovered Schnittke's music in April 1969 at an underground
concert given in the Gnessiny Institute in Moscow by Alexei Liubimov (piano),
Boris Berman (piano), Lev Mikhailov (clarinet) and a few string players.
This half-forbidden concert organised by Alexander Ivashkin was supposed
to be a whole festival, but it was cancelled at the last moment by the
authorities. The concert was split into three parts. The first two of these
parts, being dedicated to the music of the Soviet avant-garde, consisted
of compositions by the likes of Edison Denisov, Tigran Mansurian, Valentin
Silvestrov, Viktor Ekimovsky and Kuldar Sink etc. At the end of the second
part there was a performance of Schnittke’s ‘Serenade for five
musicians’. This very cheerful and funny piece, entangled with hundreds
of short quotations, sounded very different from the rest of the program.
The final part of the concert was made up with the music of Schoenberg,
Berg and Webern, played for the first time in Brezhnev's Soviet Union.
All of this music was a very important and most influential discovery for
me.
Since then I tried to attend
all events with music of this kind. But these events were very rare. However,
it wasn’t long before I had the chance to hear Schnittke’s Second Violin
Sonata played by Mark Lubotsky and Liubov' Yedlina at another underground
concert in the Medicine Workers' Club. I remember that they also played
the piece a little later in the Maly Hall of the Moscow Conservatory.
The editor Evgeny Barankin
from ‘Sovetsky Kompozitor Publishers’ managed to print 1000 copies
of the Sonata as a separate edition. This was a great achievement, given
a quite unfriendly atmosphere in 1976. At that time I was working for ‘Sovetsky
Kompozitor Publishers’ and I remember Barankin saying that he would be
forbidden to print the piece if he was to leave the dedication to Lubotsky
and Yedlina, who had just emigrated to the West. He telephoned Schnittke
and they decided just to indicate Christian names in the dedication (‘Dedicated
to Liuba and Mark’). I am lucky to have this edition. It is a pity
that the Sikorski’s edition of the sonata is an exact reprint of the
Soviet one because I suspect that it has at least a few misprints in it.
In 1990 the first book about
Schnittke was published: Kholopova V., Chigariova E. Alfred Schnittke:
His life and creative work. Moscow, Sovetsky Kompozitor, 1990 (Холопова
В., Чигарёва Е. Альфред Шнитке. Очерк жизни
и творчества, Москва, Советский Композитор,
1990). The Third Chapter discusses the period 1966-1973, and here we can
find a section entitled ‘Second Violin Sonata’, pages 56-60. Here I
give this section complete in my own translation with some of my comments.
“The Second Violin Sonata begins with
a deafening, like a shot, g-minor piano chord (sfff). At the same time,
it was the eradication of a distilled conception of style and the beginning
of a new line of creative life, not just in Schnittke’ work but in Soviet
music of that period as a whole – the line of polystylism. Schnittke
was the first among his friends who felt a strong necessity for such ways
in music, ways that would broaden the musical world.”
DS:
-
This is not completely true;
he was not the first, nor was he alone. Gustav Mahler had already used
non-sterile and banal elements in his music, followed by Alban Berg, Charles
Ives, Igor Stravinsky, Bernd Alois Zimmermann, John Cage, Luciano Berio
etc. In Soviet music it happened with Dmitri Shostakovich, who was not
entirely sterile, for example his First Piano Concerto (1933) or the Eighth
String Quartet (1960). The idea of ‘polystylism’ had already been represented
by Rodion Shchedrin – Second Piano Concerto (1966), Boris Tchaikovsky
– Second Symphony (1967) by Sofia Gubaidulina – Piano Sonata (1965),
by Edison Denisov – ‘Silhouettes’ (1969) and especially by Arvo Paert
– ‘Collage on theme BACH’ (1964), ‘Pro et contra’ (1966),
Second Symphony (1966) and ‘Credo’ (1968). Schnittke himself named
many of these examples in his article "Polystylistical Tendencies in Contemporary
music" (1971).
-
In the same year as the Second
Violin Sonata, Schnittke wrote another strongly polystylistic piece ‘Serenade
for five musicians’ (1968). But other works of the same period e.g. ‘Dialogue’
for Cello and seven players (1965), First String Quartet (1966), Second
Violin Concerto (1966), ‘Pianissimo’ (1968), Double Concerto for oboe,
harp and string instruments (1971), were the examples of a rather pure
style. But Schnittke attributed all his music before 1968 to being student
works, composed while studying the music of Stockhausen, Boulez, and Pousseur
etc.
-
Schnittke has stated: “The
Second Violin Sonata of 1968 contained some non-sterile, banal elements,
but these also occurred in the First Violin Sonata of 1963 as well.”
(A. Ivashkin. Conversations with Alfred Schnittke, Moscow 1994, page 49).
-
Schnittke has already used stylistic
confrontations and many-storied constructions of collages in his early
opera ‘The Eleventh Commandment’ (1961-2), which so far has never been
staged. This is an opera about the pilot Clod Iserly who took part in atomic
bombing, and in it, Schnittke attempted to divide the ‘positive’ (tonal,
sweet as syrup, Orff-like) and the ‘negative’ (connected with atomic
bomb: 12-tone, atonal). Schnittke, later noted that this usage of the 12-tone
technique in a ‘negative’ way was the main defect of the work. (Ivashkin.
Conversations, page 51).
-
Another source of polystylism
was cinema and theatre music. Up to that time Schnittke had already written
music for ten films, and his score to the cartoon film ‘Glass Accordion’
(1968) actually became the basis for the Second Violin Sonata (see for
details: A. Ivashkin. Alfred Schnittke, Phaidon, 1996, pages 110-111).
The piece was practically re-written for different media (the same happened
later with his First Concerto Grosso and his First Symphony).
-
The passage “…ways that
would broaden the musical world” is perhaps a little vague. It could
be interpreted as “…ways that would create great diversity and depth
in the sound-world of contemporary music”, or “…ways that would bring
back an audience for the works of contemporary composers”. Perhaps both
interpretations are implied here.
“The one-movement Second Violin Sonata
(1968, dedicated to Mark Lubotsky and Liubov' Yedlina), despite its disturbing
sharpness and contrast and the new type of technical difficulties it contained,
was to be one of the most performed works by the composer played in philharmonic
as well as in student's concerts. Oleg Kagan (together with Vassily Lobanov)
achieved the peak of masterly performance, playing the piece at Schnittke’s
fiftieth birthday celebration.”
DS:
-
The Moscow premiere with Lubotsky/Yedlina
was the most striking one along with a performance by Kagan/Lobanov. I
also have a tape with a Kremer/Gavrilov performance, which is very powerful
and convincing.
“Many musicologists have responded
differently to the work. Analytical articles by M. Tarakanov, Yu.
Butsko, V. Karminsky and S. Savenko are available (Тараканов М.
Новая жизнь старой формы // Советская Музыка
1968 №6; Буцко Ю. Встречи с камерной музыкой//
Советская музыка 1970 №8; Карминский В. Проблема
полистилистики в современной музыке: дипломная
работа – Московская консерватория, 1975;
Савенко С. Портрет художника в зрелости//
Советская музыка 1981 №9)”.
DS:
-
I think that all of these sources
together with some words by Schnittke himself are summarised in this chapter.
“The sonata has a sub-title that
reflects its concept and whole circle of Schnittke’s musical ideas: ‘Quasi
una Sonata’. This name echoes Beethoven’s famous ‘Sonata quasi
una Fantasia’ (or Moonlight Sonata). By using this subtitle, Schnittke
wanted to show that his Sonata is in opposition to Beethoven’s ‘Sonata
quasi una Fantasia’. Beethoven tried to ‘wash out’ the contours of
classical sonata form in a Romantic way. Schnittke’s ‘Quasi una Sonata’,
on the contrary, torn apart by its contradictions in such a way that it
is unable to become a sonata. Here, Schnittke is interested with extreme
freedom of expression. This is a report on the subject of how difficult
it is to repeat the pattern of classical form today. This sonata exists
as three movements just as in classical sonata style, but here everything
is different as if it has been corroded (eaten) from inside. However, as
Schnittke has said, we have a chance to create a pluralistic style, which
will combine the search of sonata and quasi-sonata principles.”
DS:
-
We can argue with the statement
about Beethoven trying to ‘wash out’ the sonata form in a Romantic
way. Not a ‘washing out’ but a highly creative development of the principles
of sonata form, presented with great diversity by never repeating the same
structural pattern.
-
This statement about ‘three
movements’ refers to the words spoken by Schnittke himself. However,
this contradicts an earlier sentence describing the piece as a ‘one movement
work’. Inside the structure of the sonata we can find hidden cyclic forms,
a few movements mixed together: a Sonata Allegro movement, a slow movement,
and even Rondo Finale – exactly as in the tone-poems by Franz Liszt.
We can also find a fourth movement (Scherzo) if we want, but Schnittke
mentioned only three movements.
-
The belief in a pluralistic
synthesising style was very strong in the music from the 60’s through
to the 80’s. This is one of the main influences on the development of
polystylistic ideas. In the 1970’s Schnittke stated: “Dissatisfaction
with all sorts of techniques and all that the contemporary music field
is doing, forced the necessity to find something new. This new way of composing
has to contain all that I already know, and it would be polystylistic,
not in a way where the different styles are compatible, but where the elements
of different styles and techniques are plastically joined together” (Quoted
from the article by Svetlana Kalashnikova: Universality and – laconicism?
// Musical Academia, No.2, 1999, p.84).
“Schnittke understands classical
form as composition with a harmonious combination of all elements: discords
resolve onto concords, smooth melodies, symmetrical constructions and so
on. However a contemporary composer, who reflects a world torn apart by
contradictions, can't limit himself with this. In the third movement of
Berio’s Sinfonia, Schnittke sees “a precise correspondence between
fleetingness and 'transience' of musical material, and deliberate incompleteness
of form”. In his own work he was trying to find unity between form
and content and an establishment of co-ordination between the ideas of
disharmony and a fight to the bitter end as well as finding an antagonistic
way of presenting musical material. Because classical form here is ‘corroded
from inside’, a new semantic logic appears in dramatic form, like weaving
a plot (story telling) using different musical means.”
DS:
-
Soviet musicology likes to speak
about ‘form and content’ as two different, though connected subjects.
This is not entirely correct. Schnittke himself would not support such
a division.
-
I don't think that here in the
West they use the category of ‘content’ in music in the same way. In
the USSR it was a very important term that means “a reflection of the
reality, ideas, feelings and moods in musical works with its artistic sound
images. Content embodies itself in a musical form. The union of form and
content is indissoluble, but content is of a primary significance. Denial
or derogation of content leads to formalism.” (Quoted from: The Encyclopaedic
Musical Dictionary, Moscow, 1966, p.480.
-
Everybody in the USSR including
Schnittke was taught in this way. ‘Formalism’ was the most terrifying
label, threatening composers with punishment and repression. All Soviet
musicology was focused more on ‘content’ rather than ‘form’, limiting
itself with a superficial literary description of music. They began to
explain a form with the categories of a character or mood. The skill, culture
and criterion of analysis were lost.
-
Schnittke could not support
this point of view, and he speaks about it very clear (e.g. in his article
‘In memory of Philip Herschkovitz’).
-
By mentioning the ‘dramatic
plot’ or ‘story telling’ the authors are possibly attributing the
piece to the category of program music or a kind of music theatre, but
I think that the ‘program’ of this music is purely musical.
“The polystylistical
method here is ramified and includes quotation and allusion under conditions
of collage. Collage is a result of the main idea, which is a demonstration
of the uncompromising struggle.”
DS:
-
So now we know ‘what it is
about’.
“Quotations are used here in two
different ways: ‘the quotation of technique’ and ‘the adaptation
of foreign text’ (or the music of another composer). The ‘quotation
of technique’ (the original term given by Schnittke himself) in the sonata
is shown by the introduction of a G-minor chord, functioning as a leitmotiv,
at the beginning of the piece. This is a technique used in tonal composition.
The ‘quoted’ tonal chord is confronted with an atonal discord by the
Principle of collage. He used ‘adaptation’ or ‘re-telling’ of a
foreign style with his own musical language by quoting from Beethoven’s
fifteen piano variations with fugue Op.35 (a few bars from the ‘so called
Prometheus-theme’ were taken) near the end of the sonata, just before
the coda.”
DS:
-
In my Soviet edition it is on
pages 28-29 (three octaves ff repeated 10 times). It quotes b.11 from “Introduzione
col Basso del Tema” using the same melodic position, the same position
in the bar and the same dynamics, but the bass is changed transforming
the quoted phrase into "BACH" motive!
“The most striking example of collage
is connected with the method of allusion, or as Schnittke calls it "a stylistic
hint to the facets of non-fulfilled promise". In this sonata we can find
the allusions to Classical and Romantic music of the past – Beethoven,
Brahms, Liszt – and in the same way the ‘BACH’ monogram is used.
The effect of allusion is achieved because of the traditional chorale texture;
classical chords (including the diminished seventh chord), which are stressed
by slow tempi, low register, and quiet dynamics. Such a distinctive ‘collage-like’
representation of the ‘allusive’ material is important for the dramatic
scheme within the sonata, as this ‘positive’ material enhances a sense
of conflict of the work.”
DS:
-
We can also speak about the
allusions to Wagner, Bartok, Stravinsky and the Second Viennese School,
as well as to Lutoslavski or Penderecki with their use of clusters and
graphic scores.
-
Diminished chords as well as
octaves in the texture are examples of a fresh and original usage of so-called
‘forbidden’ means in the contemporary music of ‘purist’ styles
(Second Viennese School, Boulez etc.). Composers return to them, as to
the means in which they are able to create some sort of shocking effect.
-
Andrei Volkonsky has already
used diminished seventh chords in their strikingly uncovered form in his
highly influential setting of poems by Garsia Lorca – ‘Mirror Suite’
for voice and five instrumentalists (1960).
-
Schnittke developed the idea
of ‘negative’ and ‘positive’ musical material in his First
Symphony. He often liked to speak about this.
“ ‘Stylistic allusion’, is a
very effective technique, resulting in distinctly obvious semantic conceptions
once the style alluded to is recognised. Compared to precise quotation
it is much more flexible and has more harmonious co-ordination with the
general corpus of a piece. Here we have less danger of ‘literature in
music’ that is to say the substitution of a musical expression with a
simple registration of fragments from alien styles.”
DS:
-
This is possibly a good point
of view, but it always depends on who is using the technique and how it
is used.
“There are examples from earlier
periods in music history of composers using great contrast to widen the
scale of possibilities in musical expression and logic. For example:
“Mannheim School Composers’, like Mozart and Beethoven, already combined
‘fanfares’ and ‘sighs’ into one musical theme, overcoming the aesthetic
of ‘single-affection’ and creating a new integrity with the employment
of ‘multi-affection’. In Schnittke’s hands polystylism,
fraught with danger of eclecticism, did not disband his musical language
but, on the contrary, it created more capacious idea of stylistic wholeness.
Consequently, the first two chords of his Second Violin Sonata taking material
from the stocks of tonal and atonal music, actually make the work uniquely
individual, just like the combination of passionate chords and compassionate
sighs at the beginning of Beethoven’s Fifth Piano Sonata (Op.10 No.1).”
DS
-
Actually these two chords work
exactly as tonic-dominant contra-position in tonal music.
“Speaking about the specifics of
the sonata, Schnittke mentioned about the preservation of some Classical
features: three-part construction, contrast of the principal theme (with
more definite expression) with a secondary theme (more free in its form).
The musical material is typical of a contemporary sound-world: sharp, convulsive
and on the edge of the oscillogram. It is presented, not as long, extensive
themes, but as laconic impulses: the single loud chord, the ‘BACH’
monogram, the quotation from Beethoven, quasi-quotations of other Classical
music styles, and even the rests (see the supplement).”
DS:
-
The supplement (page 317) offers
a detailed scheme of the structure of the piece. We will return to it later.
“In the Sonata three dramatic centres
are fighting against each other. The first two highlight the indissoluble
opposition of an angry and strong will against a shouting disharmony (the
G-minor piano chord, against the abundance of discordance). The third is
the antithesis of the first two: it is a positive, harmonious ideal taken
from a past culture (a chorale harmonisation of the ‘BACH’ motif in
the piano part, and the separate tonal chords). In that way the philosophical
dilemma of harmony-disharmony is introduced into the work, and it is resolved
in a highly strung way, with an unprecedented tension of passions.”
DS:
-
I remember Schnittke speaking
about his First Symphony, when, in quite the opposite way, he attributed
all quoted material as having a ‘negative’ association. It was only
the material he used in the slow third movement (a beautiful image created
with multi-voiced strings –the attempt to speak at last with his own
language) he ascribed as being ‘positive’.
“The beginning of the sonata is almost
like an ‘instrumental theatre’: after the first shot-like piano chord,
the following incredibly long silence (about six seconds) creates a background
of growing tension in which an equally forceful chord enters – the complete
discordance, the live disharmony itself (see the example).”

DS:
-
The rests at the beginning of
the sonata are incredibly striking, but their effect is very similar to
the rests in the piano piece ‘Expectation’ (or ‘Waiting’ – I
am translating from Russian) by John Cage (1952).
“The world of disharmony is shown
in many musical images: in motion without tempo, in the fragmented/convulsive
sound impulses, in ‘inarticulate’ clusters, uncontrolled glissandi
around fixed notes etc.
To counterbalance this, the quiet, harmonious
chords enter from deepness of the piano with harmonisation of the ‘BACH’
motif (see the example).
This is an allusion to great classics of the
past, as if the sound of a live voice from history is creating refuge with
the thought of a possibility of harmony. The appearance of this theme creates
the main conflict in the sonata-drama. The ‘BACH’ motif is symbolic
of the name J.S.Bach – a great creator of music. He too is involved in
the irreconcilable fight. Sometimes the discordant-atonal side conquers
the motive, but then it returns to the tonal-chorale sphere. In the Andante
episode (c.30-31) the ‘BACH’ motif is harmonised in the Romantic style
of ‘Les Preludes’ by Liszt. Approaching the general climax it even
takes the authoritative character of the first element as well as connecting
with the adopted motive from Beethoven’s ‘Prometheus-theme’.”
DS:
-
The ‘BACH’ motif, used by
J.S.Bach as a subject in the final unfinished fugue of his ‘Art of the
Fugue’, became a sort of obsession in music of both 19th and 20th centuries
for composers such as Schumann, Liszt, Reger, Piston, Casella, Busoni,
Honneger, Schoenberg, Webern, Paert, Denisov, and many others. In fact
it is difficult to find any work by Schnittke that doesn’t have a reference
to the ‘BACH’ motif.
“The general climax occurs in the
coda, where the fight of the first two elements reaches ecstatic power.
Here the angry g-minor chord is repeated alternating with discordant chords,
28+14+18+8+46 times!"
DS:
-
This section (it doesn’t matter
if we class it as a Coda or not) definitely begins a page earlier (quasi
allegretto) with repetitions of the G-minor chord: 1-2-5-3 (first four
numbers of Fibonacci's Row!) interrupting the fast ‘chaotic’ movement
based on the ‘BACH’ motif. To be precise, the repetitions of the g-minor
chord in the Allegretto section are interrupted with exactly the same dissonant
chords (played p, subito), that we have already heard at the very beginning
of the Sonata proportionally: 28-33-14-26-18-21-8-10-46 times. It would
be interesting to know if this sequence has any mathematical logic or if
it was created with a pure spontaneous sense of balance.
“The final result of this struggle appears
only in the very last sounds of the Sonata. The symbol of the harmony
of life, the sheet anchor from the turbulent storms of the present, the
‘BACH’ motif is played by the violin in such a way that we can hear
dissonance, the footprints of destructive disharmony. *
*Note: the closing phrase of the violin
is a special kind of ‘acoustic dialogue’. Schnittke explains: “At
the end of the Second Violin Sonata, when the violin plays its sharp zigzags,
it is possible to hear the echoes in depths of the piano, on the background
of a dying piano cluster. These are ‘responses’ of the piano strings
to the notes of the violin. (…) A second echoing grand piano (with the
lid open and sustain pedal pressed) should be placed near by, enforcing
the resonance of the first piano." (New musical material? // The birth
of sound image, Moscow, 1985, page 218 – Новый материал
музыки? // Рождение звукового образа, Москва,
1985, с. 218)”
Without the composer saying a word, this
contemporary Sonata confirms quite clearly that even the most beautiful
ideal of the past cannot balance and quieten the great anxieties of this
present time. Today’s society has no rights to be satisfied with an old
period of rest that existed sometime ago.”
DS:
-
These are just nice words.
Nothing more!
“The sharply conceptual Second Violin
Sonata was not only a musical achievement, but it signifies Schnittke’s
breakthrough into the ‘open space’ of the today’s most profound moral
and philosophical problems and the most eternal human concerns. In his
article Yuri Butsko sagaciously stated: "The Second Violin Sonata, I think,
displays new qualities of the composer’s personality. However, they arise
much more in sympathy than in professionalism; a ‘professionalism’
that has already been proved many times.”
“THE SUPPLEMENT: About Second Violin
Sonata (page 317)
According to the composer’s opinion,
the sonata is a one-movement work of a closed three-part cycle: the first
part being constructed in sonata form with an incomplete recapitulation,
and the third part has a rondo-like structure with some contrast invasions.
The Scheme of the form is as follows:
I part
Introduction
- from Senza tempo, b. 1;
Principal theme
- from piano clusters, p.5, repeated on the violin – Senza tempo, p.
6;
Transition
- Allegretto, p. 7;
Secondary theme
- from Moderato, p. 9;
Closing theme
- from Moderato, p. 11;
Development section
- from diminished seventh chord Senza tempo, p.14;
Transition theme
- Allegretto, p.18;
Intro theme
- from Allegretto, p.19;
Recapitulation of the Principal
theme - from pft cluster Senza tempo, p.20;
(No recapitulation of the Bridge,
Secondary and Closing themes);
II part,
Slow movement - from ‘BACH’
motif in Vln, Senza tempo, p. 24;
III part, Finale
Main theme - Allegro,
p.26;
1st contrast invasion - from 3-note
motive (quotation of 15 variations by Beethoven);
2nd contrast invasion - theme of
intro, p. 31;
Transition to coda - quasi
Allegretto, p. 33
Coda - Allegretto, p.34”
DS:
-
Here we have been offered important
and quite rare evidence from the composer himself. The first statement
being of particular interest: “a closed three-part cycle: the first part
being constructed in sonata form with an incomplete recapitulation, and
the third part has a rondo-like structure with some contrasting invasions.”
It is not absolutely clear if the following formal plan was written by
the two musicologists or by Schnittke himself. We therefore do not know
if we should take this as the truth or if we have the right to argue if
we disagree.
-
Definition of form is a very
difficult area even in traditional music. But it becomes much more difficult
in music of a contemporary avant-garde nature. An analyst of music
has to have strong and clear criterion for doing such a job, but who can
posses such a thing for the music of such original, experimental and innovative
qualities? Throughout my life I have only met two people who could do it
properly and they were my teachers: Yuri Kholopov and Philip Herschkovitz.
However, even I found faults in some analytical works of the former, and
I have to admit that the wonderful analytical tools of the latter were,
on the whole, only suitable for tonal music. So it is not a great shame
if somebody can come to understanding that his “analysis skills are a
little poor”.
-
Not only can a musicologist
get things wrong, but also a composer himself can misinterpret the form
of his own piece. Firstly, he composes music following not only his knowledge
and clear ideas but also his subconscious impulses and free fantasy. Secondly,
a composer can forget what he was really doing while composing. And finally,
the composer is not always going to be greater at analysing music than
someone who is known primarily as a music analyst. By looking back at his
own work he can form views on his compositional processes and these can
give us a clearer idea about the piece. He can be helpful to us, but at
the same time, he can confuse our own analysis. I think this is what could
have happened with the text quoted above.
-
The concept of Sonata Form is
as follows: A principal theme establishes the main key. A secondary theme
destroys it introducing a new contrasting tonal sphere. A development section
rebuilds the first key step by step. This leads to a recapitulation that
re-establishes the main key for both principal and secondary themes. From
an opposition we came to unity. This basic principle came from Baroque
sonata form and was first developed by Mannheim School composers and then
by Haydn and Mozart, reaching its peak with the music of Beethoven. It
was then simplified by the Romantics and developed again by Mahler and
the composers of the Second Viennese School. Sonata form continues to be
used in contemporary music as a great tool for creating lengthy composition
with a strong and clear organisation.
-
In the case of so called ‘atonal’,
‘twelve-tone’ or ‘aleatoric’ music, it is very difficult to speak
about the establishment of main or subsidiary key, thus the concept of
sonata form is losing its sense. But we still have two opposing musical
ideas, and a conflict between them can create a structure in which we can
find the features of Sonata form.
-
Schnittke said: “I think that
an inherent following of sonata form prevails in most of my works, but
there are endless deviations. For example, in my First Cello Concerto there
is no evidence of a recapitulation: it’s better to say, that the form
is destroyed at the point of recapitulation, because the beginning of the
recapitulation is that edge to which it is possible to stretch a sonata
form, but not further. While composing the piece I knew that I was writing
a sonata form, but as I reached the beginning of the recapitulation, I
realised I had to do something different. Sonata form is absent in the
Fourth Violin Concerto and in the Fourth Symphony, but it appears in the
Third Symphony: however, in the second movement it is questionable. In
the Symphony there are some factors that go beyond sonata form principles:
the interaction of many different themes, the falsity of the themes themselves
(that is to say, of their borders) and the fictitious nature of the material
of the principal theme (it is as to be a principal theme, but the material
of the subsidiary theme is of more importance). The exact functions of
sonata form (of principal and secondary themes) are overturned. In the
Second Symphony there is no sonata form at all. The sonata in the first
movement of the First Symphony begins from the moment when the conductor
begins to conduct, but ‘Beethoven’ [the quotation from Beethoven’s
Fifth] occurs as the false recapitulation.” (Ivashkin. Conversations,
page 60-61)
-
Sonata form exists in an endless
multitude of different variants. Every new sonata is different, but we
can always find convincing reasons to attribute a piece to being in sonata
form.
-
In the structural overview of
the Second Violin Sonata outlined above, we can find quite a few quite
strange things. The opening material has the characteristics of a principal
theme as it establishes the key g-minor and is strongly constructed (‘fixed’).
However, this is labelled ‘introduction’. The second ‘loosely’
constructed episode (in a ‘floating’ manner), which we can easily accept
as a secondary theme is labelled the ‘principal’ theme. Next we have
a section that is more or less typical of a closing theme (because of its
repetitive nature), but this section is labelled ‘transition’ even
though it suggests no transit and no modulation. The following section
is clearly the beginning of the development section, but this is named
the ‘secondary theme’. But the most controversial point is that the
recapitulation has no secondary theme at all. In this case it cannot be
a sonata, and because the subtitle of the piece labels it ‘Quasi una
sonata’ (almost a Sonata), we can easily agree – it’s not a sonata,
it’s a Fantasia!
-
We can see ambiguity in every
division of the sonata: it looks like one thing, but it functions like
another. But there is nothing wrong in that! A similar ambiguity can be
found in some sonatas by Mozart or Beethoven.
-
Some earlier statements are
relevant here: The Second Violin Sonata “is torn apart by its contradictions
in such a way that it is unable to become a sonata”; the Sonata contains
an “extreme freedom of expression”; it is “a report on the subject
of how difficult is to repeat the pattern of Classical form today”; “here
everything is different as if it has been corroded from inside.”
-
We understand how difficult
it is to create a sonata form under the conditions of atonality. But here
we have something quite the opposite. The G-minor chord is present from
the beginning to the end. It returns again and again in its pure form on
the pages 1, 2, 9, 11, 19, 24, 25, 28, 31, 33, and 34-38. But in its hidden
form we can trace it everywhere: in complex chords with a “G” in the
base, in the intervals g-g#, g-f#, and simply with just the single note
‘g’. All of these are repeated creating a solid tonic function
that we can easily get tired of and welcome any dissonance – a dissonance
that acts as a ‘dominant’ function. However, this salvation is short-lived
and we eventually return to the ‘tonic’.
-
If we forget about the scheme
above and try to analyse the piece simply as we hear it, we will have something
like this:
EXPOSITION
A-SECTION (Senza tempo):
bb. 1-33, labelled ‘Introduction’, but acts rather as a principal theme,
establishes g-minor as a ‘main key’. When we call a section an introduction
we mean that it leads on to something more important. Here this is not
the case as this section contains the most important material: the ‘aggressive’
g-minor piano chord, a very long pause followed by an even more aggressive
violin chord g-f#-d#-c#. This idea develops step by step in a really ‘fixed’
condition. It is built as a period with two sentences 16+17 (antecedent
and consequent). Both of them are constructed as a ‘sentence’ (der
Satz), with repetition of the motive (short chord and long rest), its reduction,
condensation and its liquidation at the end. The second sentence (consequent)
begins as the first (b. 17) but the violin is missing. It enters later
(b. 21) with a long interchange between two notes ‘g’ and ‘a-flat’
personifying two opposite worlds: stability and non-stability. The very
last chord (b. 32) is significant because it unifies two tonal spheres
that are furthest away from each other: g-minor and c#-minor (in tritone
relation). But the gravitation of ‘g’ is not overcome (simply because
‘g’ is placed in the bass).
B-SECTION: bb. 34-45, labelled
‘principal theme’, but acts rather as a secondary idea and appears
in four stages:
1. Theme (Senza tempo).
Piano solo tremolo clusters, built as an eight unit construction similar
to the ‘sentence’ with a division: 1-2--2-1-3-1-4---3, trying to ‘escape’
the ‘main key’;
2. Variation 1 (quasi Allegretto).
Impulsive violin figuration over a background of piano clusters and impulsive
passages;
3. Variation 2 (Senza Tempo).
Cadenza-like solo Violin, tremolo double-stopping with glissandi, sort
of recapitulation of the theme, built as an eight unit construction: 2-1-2-4-1-7-2-3;
4. Variation 3 (quasi Allegretto).
Impulsive piano figuration over of a quiet minor ninth interval on the
violin (g-g#).
So this section has clear
symmetry and outlines a sort of period with two sentences: 1-2 – 3-4
It introduces a motion by
small intervals such as semitones, minor thirds etc. The bass line in b.34
hints at the ‘BACH’ motif.
C-SECTION (Allegretto):
bb. 46-76 labelled the ‘transition theme’ but acts rather as closing
theme (because of its repeats). This is a Scherzo-like passage with constant
ostinato repetitions of a deformed ‘Dies Irae’ motive in the
bass. I would say that together with its repetition after the Development
Section (H-SECTION, bb. 137-167) this appears to be the intrusion of SCHERZO,
or a ‘hidden’ Scherzo-Movement.
BAR 77 (Senza tempo): Short
Chorale – three chorale-like chords (‘Fate’ motive from Wagner’s
Walküre). This introduces the main contrast in the piece and also the
key of the dominant minor (d-minor). So in this respect it is a real Secondary
idea, but it is too short to be a real ‘theme’. It acts either as a
cadence or codetta, or as a closing bar of the EXPOSITION.
DEVELOPMENT
D-SECTION (a tempo – Moderato):
bb. 78-93. The first two bars – dissonant violin g-g#-f-f# and 12-tone-like
passage (anticipating the RONDO-FINALE Section, b.209) – form a bridge
passage leading to the beginning of what they have labelled ‘Secondary
theme’ but in my opinion it is the first introductory section of the
Development. It begins with the ‘angry’ g-minor chord together with
major seventh (both minor and major thirds of "G", like in the last
bar of the Sonata). The violin continues its double stop while the piano
repeats a diatonic cluster in a psalmodic way. This cluster grows in three
stages.
E-SECTION (Andante – Moderato):
bb. 94-102. The harmonisation of the ‘BACH’ motif in the first three
bars develops and is transposed to different pitches. Dynamics grows from
pp to fff. Together with L-SECTION b.180-208 this is the intrusion of the
ANDANTE, or ‘hidden’ Slow-Movement.
F-SECTION (Senza tempo):
bb. 103-125. This is a continuation of the previous section – an aleatoric
section with free glissandi and rhythm, making diminuendo from fff to ppp.
G-SECTION (Senza tempo-
quasi Cadenza): bb. 126-137. A new wave of growth. Diminish seventh chords
are interchanged with chaotic impulsive motion. It is significant that
the three diminished chords in bars 126, 128 and 130 when played together
form a 12-tone row!!! Developed further they are eventually played simultaneously
making complex 8-note chords (bb. 134, 137).
RECAPITULATION
H-SECTION (Allegretto):
bb.138-168. The recapitulation of C-SECTION, which in the Exposition played
the role of a closing theme (intrusion of SCHERZO, or a ‘hidden’ Scherzo-Movement)
at the same pitch but with the roles of Violin and Pft reversed.
All the same, but shorter and the deformed ‘Dies Irae’ motive is gone.
I-SECTION (Allegretto):
bb. 159-176 – overlapping as if two different shots are played simultaneously
at the cinema. Recapitulation of the opening A-SECTION that we identified
as the ‘Principal Theme’.
J-SECTION (Senza tempo):
bb.177-178. This is the recapitulation of the B-SECTION, however the theme
and variation are now played simultaneously. Because it was transposed
compare the pitch of this recapitulation with the section in the Exposition.
There is now a strong leaning on ‘g’ in the violin part and we are
therefore further convinced that it perfectly functions as the recap of
the secondary theme.
K-SECTION (quasi Allegretto):
b. 179. Fast ‘chaotic’ motion around the ‘BACH’ motif can be treated
as the continuation of the recap of B-SECTION.
CADENZA: b.180. Graphic
aleatoric score.
L-SECTION (Senza tempo):
bb. 181-209. Recapitulation of the E-SECTION developed in 3-part form with
a middle section (Lento, b.195) and a third one (Andante, b. 196). The
intrusion of a ‘Slow-movement’.
M-SECTION (Allegro): b.
210-312 onwards. This is the ‘hidden’ Rondo-Finale with two contrasting
invasions. The beginning is a quasi quotation from the second Movement
of Webern's Symphony op.21.
N-SECTION (quasi Allegretto
– Allegretto): bb 313-372. This section was labelled as a ‘coda’
but functions as a clear recap of the opening theme, and it is the last
refrain in a sonata-rondo form. Here is the main climax, the focus of the
whole piece.
O-SECTION (Senza tempo):
This is the real coda of the piece.
A few further returns of
the opening theme (in sections M and N) suggest the defining form of the
piece as a free rhapsodic form with features of SONATA-RONDO including
four ‘hidden’ movements: Sonata Allegro, Scherzo, Andante and Rondo-Finale.
15th June 2001
The text edited by Guy
Stockton
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